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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −14,944 74,722
2024-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,151 118,357
2024-11-25 Cheng Jordan General Counsel & Secretary Option exercise +2,127 91,512
2024-11-25 Cheng Jordan General Counsel & Secretary Option exercise +2,889 94,401
2024-11-25 Cheng Jordan General Counsel & Secretary Option exercise +5,728 100,129
2024-11-25 Cheng Jordan General Counsel & Secretary Shares withheld for taxes −4,866 $16.73 $81K 95,263
2024-11-25 Cheng Jordan General Counsel & Secretary Option exercise · Restricted Stock Unit (RSU) −2,127 2,128
2024-11-25 Cheng Jordan General Counsel & Secretary Option exercise · Restricted Stock Unit (RSU) −2,889 14,447
2024-11-25 Cheng Jordan General Counsel & Secretary Option exercise · Restricted Stock Unit (RSU) −5,728 51,552
2024-11-25 Stack Fergal SVP, Corporate Controller Option exercise +3,118 225,526
2024-11-25 Stack Fergal SVP, Corporate Controller Option exercise +5,645 231,171
2024-11-25 Stack Fergal SVP, Corporate Controller Option exercise +3,117 234,288
2024-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −4,737 $16.73 $79K 229,551
2024-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,118 3,118
2024-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,645 28,229
2024-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,117 28,056
2024-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +4,279 355,423
2024-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +7,749 363,172
2024-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +8,864 372,036
2024-11-25 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −11,231 $16.73 $188K 360,805

Page 19 of 115 · 2,286 trades