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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-05-25 Cheng Jordan General Counsel & Secretary Option exercise · Restricted Stock Unit (RSU) −5,728 40,096
2025-05-25 Cheng Jordan General Counsel & Secretary Option exercise · Restricted Stock Unit (RSU) −3,504 38,545
2025-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +7,749 377,789
2025-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +8,864 386,653
2025-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +5,005 391,658
2025-05-25 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −11,514 $9.86 $114K 380,144
2025-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −7,749 23,247
2025-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −8,864 62,053
2025-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,005 55,064
2025-05-15 Sanborn Scott CEO Sale 10b5-1 −5,250 $10.65 $56K 1,287,282
2025-05-01 Sanborn Scott CEO Sale 10b5-1 −5,250 $10.00 $53K 1,292,532
2025-04-30 ZEISSER MICHAEL P Director Purchase +20,000 $9.35 $187K 174,138
2025-04-23 Sanborn Scott CEO Sale 10b5-1 −5,250 $10.34 $54K 1,297,782
2025-04-09 Sanborn Scott CEO Sale 10b5-1 −5,250 $10.00 $53K 1,303,032
2025-03-13 Selleck Erin Director Sale 10b5-1 −3,060 $10.53 $32K 68,537
2025-03-05 Stack Fergal SVP, Corporate Controller Grant or award · Restricted Stock Unit (RSU) +22,884 22,884
2025-03-05 Sanborn Scott CEO Grant or award · Restricted Stock Unit (RSU) +96,539 96,539
2025-03-05 LaBenne Andrew Chief Financial Officer Grant or award · Restricted Stock Unit (RSU) +90,103 90,103
2025-03-05 Cheng Jordan General Counsel & Secretary Grant or award · Restricted Stock Unit (RSU) +42,049 42,049
2025-03-05 ARMSTRONG ANNIE Chief Risk Officer Grant or award · Restricted Stock Unit (RSU) +60,069 60,069

Page 15 of 115 · 2,286 trades