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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-02-25 Bogan Timothy Chief Risk Officer Option exercise +610 123,833
2018-02-25 Bogan Timothy Chief Risk Officer Option exercise +5,574 129,407
2018-02-25 Bogan Timothy Chief Risk Officer Option exercise +22,645 152,052
2018-02-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −14,295 $3.35 $48K 137,757
2018-02-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −610 2,438
2018-02-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,574 44,590
2018-02-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −22,645 226,450
2018-02-25 ALLOCCA STEVEN President Option exercise +67,084 130,869
2018-02-25 ALLOCCA STEVEN President Shares withheld for taxes −34,054 $3.35 $114K 96,815
2018-02-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −67,084 872,094
2018-02-24 Sanborn Scott CEO Grant or award · Restricted Stock Unit (RSU) +746,269 746,269
2018-02-24 CASEY THOMAS W Chief Financial Officer Grant or award · Restricted Stock Unit (RSU) +895,523 895,523
2018-02-24 Stack Fergal SVP, Corporate Controller Grant or award · Restricted Stock Unit (RSU) +283,583 283,583
2018-02-24 Gulati Sameer Chief Operations Officer Grant or award · Restricted Stock Unit (RSU) +522,389 522,389
2018-02-24 ELMER RUSSELL S General Counsel Grant or award · Restricted Stock Unit (RSU) +597,015 597,015
2018-02-24 Dunne Patrick J Chief Capital Officer Grant or award · Restricted Stock Unit (RSU) +820,896 820,896
2018-02-24 Bogan Timothy Chief Risk Officer Grant or award · Restricted Stock Unit (RSU) +671,642 671,642
2018-02-24 ALLOCCA STEVEN President Grant or award · Restricted Stock Unit (RSU) +746,269 746,269
2018-02-24 McCORD PATRICIA J Director Grant or award · Restricted Stock Unit (RSU) +104,478 104,478
2018-02-23 Sanborn Scott CEO Grant or award · Restricted Stock Unit (RSU) +228,441 228,441

Page 135 of 136 · 2,701 trades