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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-03-01 Ciporin Daniel T Director Purchase +10,000 $3.73 $37K 1,024,809
2018-03-01 Morris John C. Director Purchase +10,000 $3.71 $37K 44,217
2018-02-28 DENMAN KENNETH D Director Purchase +30,000 $3.16 $95K 30,000
2018-02-25 Sanborn Scott CEO Option exercise +34,403 1,202,919
2018-02-25 Sanborn Scott CEO Shares withheld for taxes −17,058 $3.35 $57K 1,185,861
2018-02-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −34,403 412,845
2018-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +13,810 64,935
2018-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −7,716 $3.35 $26K 57,219
2018-02-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −13,810 138,094
2018-02-25 Gulati Sameer Chief Operations Officer Option exercise +15,725 333,795
2018-02-25 Gulati Sameer Chief Operations Officer Option exercise +17,202 350,997
2018-02-25 Gulati Sameer Chief Operations Officer Shares withheld for taxes −16,326 $3.35 $55K 334,671
2018-02-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −15,725 424,581
2018-02-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −17,202 206,423
2018-02-25 ELMER RUSSELL S General Counsel Option exercise +40,917 163,143
2018-02-25 ELMER RUSSELL S General Counsel Shares withheld for taxes −20,287 $3.35 $68K 142,856
2018-02-25 ELMER RUSSELL S General Counsel Option exercise · Restricted Stock Unit (RSU) −40,917 409,166
2018-02-25 Dunne Patrick J Chief Capital Officer Option exercise +13,587 55,771
2018-02-25 Dunne Patrick J Chief Capital Officer Shares withheld for taxes −6,737 $3.35 $23K 49,034
2018-02-25 Dunne Patrick J Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −13,587 135,870

Page 134 of 136 · 2,701 trades