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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −609 1,829
2018-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,573 39,017
2018-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −22,645 203,805
2018-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −41,977 629,665
2018-05-18 Williams Simon Director Sale −30,000 $3.40 $102K 123,053
2018-05-18 Williams Simon Director Sale −20,000 $3.40 $68K 28,000
2018-05-12 Sanborn Scott CEO Option exercise +89,032 1,277,393
2018-05-12 Sanborn Scott CEO Shares withheld for taxes −44,143 $3.32 $147K 1,233,250
2018-05-12 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −89,032 712,251
2018-04-25 Gulati Sameer Chief Operations Officer Option exercise +15,725 358,324
2018-04-25 Gulati Sameer Chief Operations Officer Shares withheld for taxes −7,797 $2.77 $22K 350,527
2018-04-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −15,725 393,131
2018-03-25 Gulati Sameer Chief Operations Officer Option exercise +15,725 350,396
2018-03-25 Gulati Sameer Chief Operations Officer Shares withheld for taxes −7,797 $3.56 $28K 342,599
2018-03-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −15,725 408,856
2018-03-02 Chen Tian Qiao 10% owner Purchase +3,988,238 $3.73 $14.9M 96,997,405
2018-03-02 Chen Tian Qiao 10% owner Purchase +817,000 $3.70 $3.0M 97,814,405
2018-03-01 Chen Tian Qiao 10% owner Purchase +3,600,000 $3.61 $13.0M 88,913,151
2018-03-01 Chen Tian Qiao 10% owner Purchase +1,750,000 $3.68 $6.4M 90,663,151
2018-03-01 Chen Tian Qiao 10% owner Purchase +2,346,016 $3.43 $8.0M 93,009,167

Page 133 of 136 · 2,701 trades