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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −27,750 $3.26 $90K 94,901
2018-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −13,809 124,285
2018-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −55,970 839,553
2018-05-25 Stack Fergal SVP, Corporate Controller Option exercise +17,723 17,723
2018-05-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −8,771 $3.26 $29K 8,952
2018-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −17,723 265,860
2018-05-25 Gulati Sameer Chief Operations Officer Option exercise +15,724 366,251
2018-05-25 Gulati Sameer Chief Operations Officer Option exercise +17,202 383,453
2018-05-25 Gulati Sameer Chief Operations Officer Option exercise +32,649 416,102
2018-05-25 Gulati Sameer Chief Operations Officer Shares withheld for taxes −16,325 $3.37 $55K 399,777
2018-05-25 Gulati Sameer Chief Operations Officer Shares withheld for taxes −16,188 $3.26 $53K 383,589
2018-05-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −15,724 377,407
2018-05-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −17,202 189,221
2018-05-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −32,649 489,740
2018-05-25 Bogan Timothy Chief Risk Officer Option exercise +609 138,957
2018-05-25 Bogan Timothy Chief Risk Officer Option exercise +5,573 144,530
2018-05-25 Bogan Timothy Chief Risk Officer Option exercise +22,645 167,175
2018-05-25 Bogan Timothy Chief Risk Officer Option exercise +41,977 209,152
2018-05-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −14,294 $3.37 $48K 194,858
2018-05-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −20,813 $3.26 $68K 174,045

Page 132 of 136 · 2,701 trades