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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-05-25 Sanborn Scott CEO Option exercise +46,641 1,314,295
2018-05-25 Sanborn Scott CEO Shares withheld for taxes −17,058 $3.37 $57K 1,297,237
2018-05-25 Sanborn Scott CEO Shares withheld for taxes −23,125 $3.26 $75K 1,274,112
2018-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −34,404 378,441
2018-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −46,641 699,628
2018-05-25 Dunne Patrick J Chief Capital Officer Option exercise +13,587 62,621
2018-05-25 Dunne Patrick J Chief Capital Officer Option exercise +51,306 113,927
2018-05-25 Dunne Patrick J Chief Capital Officer Shares withheld for taxes −6,737 $3.37 $23K 107,190
2018-05-25 Dunne Patrick J Chief Capital Officer Shares withheld for taxes −25,438 $3.26 $83K 81,752
2018-05-25 Dunne Patrick J Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −13,587 122,283
2018-05-25 Dunne Patrick J Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −51,306 769,590
2018-05-25 ELMER RUSSELL S General Counsel Option exercise +40,916 183,772
2018-05-25 ELMER RUSSELL S General Counsel Option exercise +37,313 221,085
2018-05-25 ELMER RUSSELL S General Counsel Shares withheld for taxes −20,287 $3.37 $68K 200,798
2018-05-25 ELMER RUSSELL S General Counsel Shares withheld for taxes −18,500 $3.26 $60K 182,298
2018-05-25 ELMER RUSSELL S General Counsel Option exercise · Restricted Stock Unit (RSU) −40,916 368,250
2018-05-25 ELMER RUSSELL S General Counsel Option exercise · Restricted Stock Unit (RSU) −37,313 559,702
2018-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +13,809 73,528
2018-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +55,970 129,498
2018-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −6,847 $3.37 $23K 122,651

Page 131 of 136 · 2,701 trades