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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-06-22 Williams Simon Director Sale −30,000 $3.96 $119K 128,389
2018-06-22 Williams Simon Director Sale −20,000 $3.96 $79K 8,000
2018-05-31 Meeker Mary G Director Grant or award +60,791 60,791
2018-05-31 Williams Simon Director Grant or award +60,791 60,791
2018-05-31 Morris John C. Director Grant or award +60,791 60,791
2018-05-31 McCORD PATRICIA J Director Grant or award +60,791 60,791
2018-05-31 Mayopoulos Timothy J Director Grant or award +60,791 60,791
2018-05-31 MACK JOHN J Director Grant or award +60,791 60,791
2018-05-31 DENMAN KENNETH D Director Grant or award +60,791 60,791
2018-05-31 Ciporin Daniel T Director Grant or award +60,791 60,791
2018-05-31 Athey Susan C Director Grant or award +60,791 60,791
2018-05-26 Athey Susan C Director Grant or award +103,858 103,858
2018-05-26 Koohestani Bahman Chief Technology Officer Grant or award · Restricted Stock Unit (RSU) +1,186,944 1,186,944
2018-05-25 ALLOCCA STEVEN President Option exercise +67,084 163,899
2018-05-25 ALLOCCA STEVEN President Option exercise +46,641 210,540
2018-05-25 ALLOCCA STEVEN President Shares withheld for taxes −33,261 $3.37 $112K 177,279
2018-05-25 ALLOCCA STEVEN President Shares withheld for taxes −23,125 $3.26 $75K 154,154
2018-05-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −67,084 805,010
2018-05-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −46,641 699,628
2018-05-25 Sanborn Scott CEO Option exercise +34,404 1,267,654

Page 130 of 136 · 2,701 trades