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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-08-25 Gulati Sameer Chief Operations Officer Shares withheld for taxes −32,514 $3.84 $125K 432,507
2018-08-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −15,725 330,232
2018-08-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −17,202 172,019
2018-08-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −32,649 457,091
2018-08-25 ELMER RUSSELL S General Counsel Option exercise +40,917 223,215
2018-08-25 ELMER RUSSELL S General Counsel Option exercise +37,313 260,528
2018-08-25 ELMER RUSSELL S General Counsel Shares withheld for taxes −38,787 $3.84 $149K 221,741
2018-08-25 ELMER RUSSELL S General Counsel Option exercise · Restricted Stock Unit (RSU) −40,917 327,333
2018-08-25 ELMER RUSSELL S General Counsel Option exercise · Restricted Stock Unit (RSU) −37,313 522,389
2018-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +13,810 108,711
2018-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +55,970 164,681
2018-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −34,597 $3.84 $133K 130,084
2018-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −13,810 110,475
2018-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −55,970 783,583
2018-08-25 Bogan Timothy Chief Risk Officer Option exercise +610 149,655
2018-08-25 Bogan Timothy Chief Risk Officer Option exercise +5,574 155,229
2018-08-25 Bogan Timothy Chief Risk Officer Option exercise +22,645 177,874
2018-08-25 Bogan Timothy Chief Risk Officer Option exercise +41,978 219,852
2018-08-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −35,108 $3.84 $135K 184,744
2018-08-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −610 1,219

Page 128 of 136 · 2,701 trades