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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −46,642 652,986
2018-08-25 Stack Fergal SVP, Corporate Controller Option exercise +92,213 101,165
2018-08-25 Stack Fergal SVP, Corporate Controller Option exercise +17,724 118,889
2018-08-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −54,508 $3.84 $209K 64,381
2018-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −92,213 276,640
2018-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −17,724 248,136
2018-08-25 Momen Ronnie Chief Lending Officer Grant or award · Restricted Stock Unit (RSU) +911,459 911,459
2018-08-25 Koohestani Bahman Chief Technology Officer Option exercise +74,184 74,184
2018-08-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −25,524 $3.84 $98K 48,660
2018-08-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −74,184 1,112,760
2018-08-25 Kay Valerie Chief Capital Officer Option exercise +23,674 136,367
2018-08-25 Kay Valerie Chief Capital Officer Option exercise +12,295 148,662
2018-08-25 Kay Valerie Chief Capital Officer Option exercise +36,164 184,826
2018-08-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −24,945 $3.84 $96K 159,881
2018-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −23,674 213,069
2018-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −12,295 147,542
2018-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −36,164 542,472
2018-08-25 Gulati Sameer Chief Operations Officer Option exercise +15,725 415,170
2018-08-25 Gulati Sameer Chief Operations Officer Option exercise +17,202 432,372
2018-08-25 Gulati Sameer Chief Operations Officer Option exercise +32,649 465,021

Page 127 of 136 · 2,701 trades