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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-11-25 Stack Fergal SVP, Corporate Controller Option exercise +17,724 105,158
2018-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −20,218 $3.47 $70K 84,940
2018-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −23,053 253,587
2018-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −17,724 230,412
2018-11-25 Koohestani Bahman Chief Technology Officer Option exercise +74,184 122,844
2018-11-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −25,653 $3.47 $89K 97,191
2018-11-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −74,184 1,038,576
2018-11-12 Sanborn Scott CEO Option exercise +89,031 1,451,394
2018-11-12 Sanborn Scott CEO Shares withheld for taxes −44,142 $3.41 $151K 1,407,252
2018-11-12 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −89,031 534,189
2018-10-25 Gulati Sameer Chief Operations Officer Option exercise +15,725 456,160
2018-10-25 Gulati Sameer Chief Operations Officer Shares withheld for taxes −7,797 $3.24 $25K 448,363
2018-10-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −15,725 298,783
2018-09-25 Gulati Sameer Chief Operations Officer Option exercise +15,724 448,231
2018-09-25 Gulati Sameer Chief Operations Officer Shares withheld for taxes −7,796 $3.67 $29K 440,435
2018-09-25 Gulati Sameer Chief Operations Officer Option exercise · Restricted Stock Unit (RSU) −15,724 314,508
2018-08-25 Sanborn Scott CEO Option exercise +34,404 1,353,405
2018-08-25 Sanborn Scott CEO Option exercise +46,642 1,400,047
2018-08-25 Sanborn Scott CEO Shares withheld for taxes −40,184 $3.84 $154K 1,359,863
2018-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −34,404 344,037

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