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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-11-25 Kay Valerie Chief Capital Officer Option exercise +36,165 232,016
2018-11-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −27,838 $3.47 $97K 204,178
2018-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −23,675 189,394
2018-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −12,295 135,247
2018-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −36,165 506,307
2018-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +13,809 146,393
2018-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +55,970 202,363
2018-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −34,597 $3.47 $120K 167,766
2018-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −13,809 96,666
2018-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −55,970 727,613
2018-11-25 Bogan Timothy Chief Risk Officer Option exercise +609 185,973
2018-11-25 Bogan Timothy Chief Risk Officer Option exercise +5,574 191,547
2018-11-25 Bogan Timothy Chief Risk Officer Option exercise +22,645 214,192
2018-11-25 Bogan Timothy Chief Risk Officer Option exercise +41,977 256,169
2018-11-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −35,107 $3.47 $122K 221,062
2018-11-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −609 610
2018-11-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,574 27,869
2018-11-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −22,645 158,515
2018-11-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −41,977 545,710
2018-11-25 ALLOCCA STEVEN President Option exercise +67,084 278,577

Page 124 of 136 · 2,701 trades