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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-02-25 Bogan Timothy Chief Risk Officer Option exercise +22,645 249,891
2019-02-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −15,180 $3.10 $47K 234,711
2019-02-25 Bogan Timothy Chief Risk Officer Option exercise +41,978 276,689
2019-02-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −22,102 $3.13 $69K 254,587
2019-02-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −610 0
2019-02-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,574 22,295
2019-02-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −22,645 135,870
2019-02-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −41,978 503,732
2019-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +13,809 181,575
2019-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −7,271 $3.10 $23K 174,304
2019-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +55,970 230,274
2019-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −29,469 $3.13 $92K 200,805
2019-02-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −13,809 82,857
2019-02-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −55,970 671,643
2019-02-25 ALLOCCA STEVEN President Option exercise +67,084 335,916
2019-02-25 ALLOCCA STEVEN President Shares withheld for taxes −35,320 $3.10 $109K 300,596
2019-02-25 ALLOCCA STEVEN President Option exercise +46,642 347,238
2019-02-25 ALLOCCA STEVEN President Shares withheld for taxes −24,558 $3.13 $77K 322,680
2019-02-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −67,084 603,758
2019-02-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −46,642 559,702

Page 122 of 136 · 2,701 trades