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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-02-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −23,674 165,720
2019-02-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −12,295 122,952
2019-02-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −36,165 470,142
2019-02-25 Koohestani Bahman Chief Technology Officer Option exercise +74,184 171,375
2019-02-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −39,058 $3.13 $122K 132,317
2019-02-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −74,184 964,392
2019-02-25 Stack Fergal SVP, Corporate Controller Option exercise +23,053 107,993
2019-02-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −12,138 $3.10 $38K 95,855
2019-02-25 Stack Fergal SVP, Corporate Controller Option exercise +17,724 113,579
2019-02-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −9,332 $3.13 $29K 104,247
2019-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −23,053 230,534
2019-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −17,724 212,688
2019-02-25 Sanborn Scott CEO Option exercise +34,404 1,582,097
2019-02-25 Sanborn Scott CEO Shares withheld for taxes −18,114 $3.10 $56K 1,563,983
2019-02-25 Sanborn Scott CEO Option exercise +46,642 1,610,625
2019-02-25 Sanborn Scott CEO Shares withheld for taxes −24,558 $3.13 $77K 1,586,067
2019-02-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −34,404 275,230
2019-02-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −46,642 559,702
2019-02-25 Bogan Timothy Chief Risk Officer Option exercise +610 221,672
2019-02-25 Bogan Timothy Chief Risk Officer Option exercise +5,574 227,246

Page 121 of 136 · 2,701 trades