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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-05-13 Meeker Mary G Director Sale −276,500 $3.41 $942K 1,336,816
2019-05-12 Sanborn Scott CEO Option exercise +89,031 1,677,598
2019-05-12 Sanborn Scott CEO Shares withheld for taxes −46,875 $3.57 $167K 1,630,723
2019-05-12 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −89,031 356,126
2019-05-10 Meeker Mary G Director Sale −426,000 $3.54 $1.5M 1,613,316
2019-05-09 Meeker Mary G Director Sale −100,000 $3.57 $357K 2,039,316
2019-04-29 Kay Valerie Chief Capital Officer Sale −9,500 $3.24 $31K 218,177
2019-03-28 Kay Valerie Chief Capital Officer Sale −9,500 $2.99 $28K 227,677
2019-03-12 Sanborn Scott CEO Grant or award · Restricted Stock Unit (RSU) +535,224 535,224
2019-03-12 CASEY THOMAS W Chief Financial Officer Grant or award · Restricted Stock Unit (RSU) +214,090 214,090
2019-02-28 CASEY THOMAS W Chief Financial Officer Purchase +15,000 $2.98 $45K 25,000
2019-02-28 Koohestani Bahman Chief Technology Officer Sale −17,563 $2.98 $52K 114,754
2019-02-25 Momen Ronnie Chief Lending Officer Option exercise +56,966 94,200
2019-02-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −29,875 $3.13 $94K 64,325
2019-02-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −56,966 797,527
2019-02-25 Kay Valerie Chief Capital Officer Option exercise +23,674 227,852
2019-02-25 Kay Valerie Chief Capital Officer Option exercise +12,295 240,147
2019-02-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −19,645 $3.10 $61K 220,502
2019-02-25 Kay Valerie Chief Capital Officer Option exercise +36,165 256,667
2019-02-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −19,490 $3.13 $61K 237,177

Page 120 of 136 · 2,701 trades