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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-05-25 ALLOCCA STEVEN President Option exercise +37,440 413,968
2019-05-25 ALLOCCA STEVEN President Shares withheld for taxes −19,713 $3.09 $61K 394,255
2019-05-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −67,085 536,673
2019-05-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −46,642 513,060
2019-05-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −37,440 561,602
2019-05-25 Stack Fergal SVP, Corporate Controller Option exercise +23,054 127,301
2019-05-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −12,138 $3.09 $38K 115,163
2019-05-25 Stack Fergal SVP, Corporate Controller Option exercise +17,724 132,887
2019-05-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −9,332 $3.09 $29K 123,555
2019-05-25 Stack Fergal SVP, Corporate Controller Option exercise +11,980 135,535
2019-05-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −6,308 $3.09 $19K 129,227
2019-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −23,054 207,480
2019-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −17,724 194,964
2019-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −11,980 179,714
2019-05-21 Meeker Mary G Director Sale −137,748 $3.26 $449K 0
2019-05-20 Meeker Mary G Director Sale −40,333 $3.25 $131K 137,748
2019-05-17 Meeker Mary G Director Sale −350,500 $3.31 $1.2M 178,081
2019-05-16 Meeker Mary G Director Sale −235,535 $3.37 $793K 528,581
2019-05-15 Meeker Mary G Director Sale −250,000 $3.35 $838K 764,116
2019-05-14 Meeker Mary G Director Sale −322,700 $3.39 $1.1M 1,014,116

Page 119 of 136 · 2,701 trades