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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-05-25 Kay Valerie Chief Capital Officer Option exercise +12,295 241,360
2019-05-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −6,615 $3.09 $20K 234,745
2019-05-25 Kay Valerie Chief Capital Officer Option exercise +36,165 270,910
2019-05-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −19,381 $3.09 $60K 251,529
2019-05-25 Kay Valerie Chief Capital Officer Option exercise +22,464 273,993
2019-05-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −12,012 $3.09 $37K 261,981
2019-05-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −23,674 142,046
2019-05-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −12,295 110,657
2019-05-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −36,165 433,977
2019-05-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −22,464 336,961
2019-05-25 Momen Ronnie Chief Lending Officer Option exercise +56,966 121,291
2019-05-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −29,993 $3.09 $93K 91,298
2019-05-25 Momen Ronnie Chief Lending Officer Option exercise +29,952 121,250
2019-05-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −15,770 $3.09 $49K 105,480
2019-05-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −56,966 740,561
2019-05-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −29,952 449,282
2019-05-25 ALLOCCA STEVEN President Option exercise +67,085 389,765
2019-05-25 ALLOCCA STEVEN President Shares withheld for taxes −35,321 $3.09 $109K 354,444
2019-05-25 ALLOCCA STEVEN President Option exercise +46,642 401,086
2019-05-25 ALLOCCA STEVEN President Shares withheld for taxes −24,558 $3.09 $76K 376,528

Page 118 of 136 · 2,701 trades