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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-05-25 Bogan Timothy Chief Risk Officer Option exercise +5,573 260,769
2019-05-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −2,935 $3.09 $9K 257,834
2019-05-25 Bogan Timothy Chief Risk Officer Option exercise +22,645 280,479
2019-05-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −11,923 $3.09 $37K 268,556
2019-05-25 Bogan Timothy Chief Risk Officer Option exercise +41,978 310,534
2019-05-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −22,102 $3.09 $68K 288,432
2019-05-25 Bogan Timothy Chief Risk Officer Option exercise +29,952 318,384
2019-05-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −15,770 $3.09 $49K 302,614
2019-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,573 16,722
2019-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −22,645 113,225
2019-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −41,978 461,754
2019-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −29,952 449,282
2019-05-25 Koohestani Bahman Chief Technology Officer Option exercise +74,184 188,938
2019-05-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −39,058 $3.09 $121K 149,880
2019-05-25 Koohestani Bahman Chief Technology Officer Option exercise +22,464 172,344
2019-05-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −11,828 $3.09 $37K 160,516
2019-05-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −74,184 890,208
2019-05-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −22,464 336,961
2019-05-25 Kay Valerie Chief Capital Officer Option exercise +23,674 241,851
2019-05-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −12,786 $3.09 $40K 229,065

Page 117 of 136 · 2,701 trades