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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +53,523 279,868
2019-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −28,180 $3.09 $87K 251,688
2019-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +44,928 296,616
2019-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −23,655 $3.09 $73K 272,961
2019-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −13,810 69,047
2019-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −55,970 615,673
2019-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −53,523 160,567
2019-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −44,928 673,922
2019-05-25 Sanborn Scott CEO Option exercise +34,404 1,665,127
2019-05-25 Sanborn Scott CEO Shares withheld for taxes −18,114 $3.09 $56K 1,647,013
2019-05-25 Sanborn Scott CEO Option exercise +46,642 1,693,655
2019-05-25 Sanborn Scott CEO Shares withheld for taxes −24,558 $3.09 $76K 1,669,097
2019-05-25 Sanborn Scott CEO Option exercise +133,806 1,802,903
2019-05-25 Sanborn Scott CEO Shares withheld for taxes −70,449 $3.09 $218K 1,732,454
2019-05-25 Sanborn Scott CEO Option exercise +49,920 1,782,374
2019-05-25 Sanborn Scott CEO Shares withheld for taxes −26,283 $3.09 $81K 1,756,091
2019-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −34,404 240,826
2019-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −46,642 513,060
2019-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −133,806 401,418
2019-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −49,920 748,803

Page 116 of 136 · 2,701 trades