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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-08-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −8,396 83,956
2019-08-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,990 83,867
2019-08-25 ALLOCCA STEVEN President Option exercise +13,417 106,268
2019-08-25 ALLOCCA STEVEN President Shares withheld for taxes −7,065 $13.06 $92K 99,203
2019-08-25 ALLOCCA STEVEN President Option exercise +9,329 108,532
2019-08-25 ALLOCCA STEVEN President Shares withheld for taxes −4,912 $13.06 $64K 103,620
2019-08-25 ALLOCCA STEVEN President Option exercise +7,488 111,108
2019-08-25 ALLOCCA STEVEN President Shares withheld for taxes −3,943 $13.06 $51K 107,165
2019-08-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −13,417 93,919
2019-08-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −9,329 93,284
2019-08-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −7,488 104,833
2019-08-14 ALLOCCA STEVEN President Purchase +14,000 $13.92 $195K 92,851
2019-08-12 Athey Susan C Director Sale −6,000 $15.04 $90K 11,351
2019-08-12 Sanborn Scott CEO Option exercise +17,806 369,024
2019-08-12 Sanborn Scott CEO Shares withheld for taxes −9,375 $14.89 $140K 359,649
2019-08-12 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −17,806 53,420
2019-08-09 Momen Ronnie Chief Lending Officer Gift −2,469 16,157
2019-06-28 Kay Valerie Chief Capital Officer Sale −9,500 $2.98 $28K 242,981
2019-06-05 Williams Simon Director Grant or award +50,336 50,336
2019-06-05 Morris John C. Director Grant or award +50,336 50,336

Page 114 of 115 · 2,286 trades