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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +11,194 67,093
2019-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,894 $13.06 $77K 61,199
2019-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +5,352 66,551
2019-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −2,818 $13.06 $37K 63,733
2019-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,986 72,719
2019-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,732 $13.06 $62K 67,987
2019-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −2,762 11,048
2019-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −11,194 111,941
2019-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −5,352 26,762
2019-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,986 125,799
2019-08-25 Bogan Timothy Chief Risk Officer Option exercise +1,115 61,637
2019-08-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −588 $13.06 $8K 61,049
2019-08-25 Bogan Timothy Chief Risk Officer Option exercise +4,529 65,578
2019-08-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −2,385 $13.06 $31K 63,193
2019-08-25 Bogan Timothy Chief Risk Officer Option exercise +8,396 71,589
2019-08-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −4,421 $13.06 $58K 67,168
2019-08-25 Bogan Timothy Chief Risk Officer Option exercise +5,990 73,158
2019-08-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −3,154 $13.06 $41K 70,004
2019-08-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −1,115 2,230
2019-08-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −4,529 18,117

Page 113 of 115 · 2,286 trades