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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-08-25 Momen Ronnie Chief Lending Officer Option exercise +11,393 27,550
2019-08-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −5,999 $13.06 $78K 21,551
2019-08-25 Momen Ronnie Chief Lending Officer Option exercise +5,990 27,541
2019-08-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −3,154 $13.06 $41K 24,387
2019-08-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −11,393 136,720
2019-08-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −5,990 83,867
2019-08-25 Kay Valerie Chief Capital Officer Option exercise +4,735 53,331
2019-08-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,551 $13.06 $33K 50,780
2019-08-25 Kay Valerie Chief Capital Officer Option exercise +2,459 53,239
2019-08-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −1,322 $13.06 $17K 51,917
2019-08-25 Kay Valerie Chief Capital Officer Option exercise +7,233 59,150
2019-08-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −3,875 $13.06 $51K 55,275
2019-08-25 Kay Valerie Chief Capital Officer Option exercise +4,493 59,768
2019-08-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,403 $13.06 $31K 57,365
2019-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,735 23,675
2019-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −2,459 19,673
2019-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −7,233 79,564
2019-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,493 62,900
2019-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +2,762 57,354
2019-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −1,455 $13.06 $19K 55,899

Page 112 of 115 · 2,286 trades