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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-08-25 Stack Fergal SVP, Corporate Controller Option exercise +2,396 32,197
2019-08-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,164 $13.06 $15K 31,033
2019-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,611 36,886
2019-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,545 35,449
2019-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −2,396 33,547
2019-08-25 PACE BRANDON General Counsel and Secretary Option exercise +2,753 11,396
2019-08-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −1,450 $13.06 $19K 9,946
2019-08-25 PACE BRANDON General Counsel and Secretary Option exercise +3,171 13,117
2019-08-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −1,670 $13.06 $22K 11,447
2019-08-25 PACE BRANDON General Counsel and Secretary Option exercise +5,691 17,138
2019-08-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −2,997 $13.06 $39K 14,141
2019-08-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −2,753 16,514
2019-08-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −3,171 31,718
2019-08-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −5,691 79,674
2019-08-25 Koohestani Bahman Chief Technology Officer Option exercise +14,837 46,940
2019-08-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −7,812 $13.06 $102K 39,128
2019-08-25 Koohestani Bahman Chief Technology Officer Option exercise +4,493 43,621
2019-08-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −2,366 $13.06 $31K 41,255
2019-08-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −14,837 163,205
2019-08-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −4,493 62,900

Page 111 of 115 · 2,286 trades