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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-08-30 DENMAN KENNETH D Director Sale −200 $13.21 $3K 23,696
2019-08-29 Sanborn Scott CEO Option exercise +75,000 $0.51 $38K 453,386
2019-08-29 Sanborn Scott CEO Shares withheld for taxes −2,900 $13.25 $38K 450,486
2019-08-29 Sanborn Scott CEO Option exercise · Stock Option (right to buy) −75,000 163,873
2019-08-25 Sanborn Scott CEO Option exercise +6,881 366,530
2019-08-25 Sanborn Scott CEO Shares withheld for taxes −3,623 $13.06 $47K 362,907
2019-08-25 Sanborn Scott CEO Option exercise +9,329 372,236
2019-08-25 Sanborn Scott CEO Shares withheld for taxes −4,912 $13.06 $64K 367,324
2019-08-25 Sanborn Scott CEO Option exercise +13,380 380,704
2019-08-25 Sanborn Scott CEO Shares withheld for taxes −7,045 $13.06 $92K 373,659
2019-08-25 Sanborn Scott CEO Option exercise +9,984 383,643
2019-08-25 Sanborn Scott CEO Shares withheld for taxes −5,257 $13.06 $69K 378,386
2019-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −6,881 41,285
2019-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,329 93,284
2019-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,380 66,906
2019-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,984 139,777
2019-08-25 Stack Fergal SVP, Corporate Controller Option exercise +4,611 30,456
2019-08-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,381 $13.06 $31K 28,075
2019-08-25 Stack Fergal SVP, Corporate Controller Option exercise +3,545 31,620
2019-08-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,819 $13.06 $24K 29,801

Page 110 of 115 · 2,286 trades