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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-11-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −4,529 13,588
2019-11-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −8,395 75,561
2019-11-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,991 77,876
2019-11-25 ALLOCCA STEVEN President Option exercise +13,417 120,582
2019-11-25 ALLOCCA STEVEN President Shares withheld for taxes −7,065 $13.59 $96K 113,517
2019-11-25 ALLOCCA STEVEN President Option exercise +9,328 122,845
2019-11-25 ALLOCCA STEVEN President Shares withheld for taxes −4,912 $13.08 $64K 117,933
2019-11-25 ALLOCCA STEVEN President Option exercise +7,488 125,421
2019-11-25 ALLOCCA STEVEN President Shares withheld for taxes −3,943 $13.08 $52K 121,478
2019-11-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −13,417 80,502
2019-11-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −9,328 83,956
2019-11-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −7,488 97,345
2019-11-19 Bogan Timothy Chief Risk Officer Sale −11,425 $13.16 $150K 48,116
2019-11-12 Sanborn Scott CEO Option exercise +17,806 468,292
2019-11-12 Sanborn Scott CEO Shares withheld for taxes −9,375 $14.16 $133K 458,917
2019-11-12 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −17,806 35,614
2019-11-11 Kay Valerie Chief Capital Officer Sale −1,900 $14.54 $28K 53,565
2019-10-11 Kay Valerie Chief Capital Officer Sale −1,900 $11.78 $22K 55,465
2019-09-18 ZEISSER MICHAEL P Director Grant or award +17,007 17,007
2019-09-10 Bogan Timothy Chief Risk Officer Sale −10,463 $14.34 $150K 59,541

Page 109 of 115 · 2,286 trades