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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −1,455 $13.59 $20K 69,294
2019-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +11,194 80,488
2019-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,894 $13.08 $77K 74,594
2019-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +5,353 79,947
2019-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −2,819 $13.08 $37K 77,128
2019-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,985 86,113
2019-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,731 $13.08 $62K 81,382
2019-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −2,762 8,286
2019-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −11,194 100,747
2019-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −5,353 21,409
2019-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,985 116,814
2019-11-25 Bogan Timothy Chief Risk Officer Option exercise +1,115 49,231
2019-11-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −588 $13.59 $8K 48,643
2019-11-25 Bogan Timothy Chief Risk Officer Option exercise +4,529 53,172
2019-11-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −2,385 $13.59 $32K 50,787
2019-11-25 Bogan Timothy Chief Risk Officer Option exercise +8,395 59,182
2019-11-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −4,420 $13.08 $58K 54,762
2019-11-25 Bogan Timothy Chief Risk Officer Option exercise +5,991 60,753
2019-11-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −3,155 $13.08 $41K 57,598
2019-11-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −1,115 1,115

Page 108 of 115 · 2,286 trades