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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-11-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −5,991 77,876
2019-11-25 Koohestani Bahman Chief Technology Officer Option exercise +14,836 56,091
2019-11-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −7,812 $13.08 $102K 48,279
2019-11-25 Koohestani Bahman Chief Technology Officer Option exercise +4,493 52,772
2019-11-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −2,366 $13.08 $31K 50,406
2019-11-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −14,836 148,369
2019-11-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −4,493 58,407
2019-11-25 Kay Valerie Chief Capital Officer Option exercise +4,735 58,300
2019-11-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,549 $13.59 $35K 55,751
2019-11-25 Kay Valerie Chief Capital Officer Option exercise +2,459 58,210
2019-11-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −1,322 $13.59 $18K 56,888
2019-11-25 Kay Valerie Chief Capital Officer Option exercise +7,233 64,121
2019-11-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −3,874 $13.08 $51K 60,247
2019-11-25 Kay Valerie Chief Capital Officer Option exercise +4,493 64,740
2019-11-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,403 $13.08 $31K 62,337
2019-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,735 18,940
2019-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −2,459 17,214
2019-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −7,233 72,331
2019-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,493 58,407
2019-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +2,762 70,749

Page 107 of 115 · 2,286 trades