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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-11-25 Sanborn Scott CEO Option exercise +9,984 482,910
2019-11-25 Sanborn Scott CEO Shares withheld for taxes −5,257 $13.08 $69K 477,653
2019-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −6,881 34,404
2019-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,328 83,956
2019-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,381 53,525
2019-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,984 129,793
2019-11-25 PACE BRANDON General Counsel and Secretary Option exercise +2,752 16,893
2019-11-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −1,449 $13.59 $20K 15,444
2019-11-25 PACE BRANDON General Counsel and Secretary Option exercise +3,172 18,616
2019-11-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −1,671 $13.08 $22K 16,945
2019-11-25 PACE BRANDON General Counsel and Secretary Option exercise +5,691 22,636
2019-11-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −2,997 $13.08 $39K 19,639
2019-11-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −2,752 13,762
2019-11-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −3,172 28,546
2019-11-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −5,691 73,983
2019-11-25 Momen Ronnie Chief Lending Officer Option exercise +11,394 35,781
2019-11-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −5,999 $13.08 $78K 29,782
2019-11-25 Momen Ronnie Chief Lending Officer Option exercise +5,991 35,773
2019-11-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −3,155 $13.08 $41K 32,618
2019-11-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −11,394 125,326

Page 106 of 115 · 2,286 trades