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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-01-01 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −22,844 0
2019-12-19 Sanborn Scott CEO Option exercise +23,000 $0.51 $12K 500,653
2019-12-19 Sanborn Scott CEO Shares withheld for taxes −957 $12.31 $12K 499,696
2019-12-19 Sanborn Scott CEO Option exercise · Stock Option (right to buy) −23,000 140,873
2019-12-11 Kay Valerie Chief Capital Officer Sale −1,900 $12.92 $25K 60,437
2019-11-25 Stack Fergal SVP, Corporate Controller Option exercise +4,610 35,643
2019-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,373 $13.59 $32K 33,270
2019-11-25 Stack Fergal SVP, Corporate Controller Option exercise +3,545 36,815
2019-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,813 $13.08 $24K 35,002
2019-11-25 Stack Fergal SVP, Corporate Controller Option exercise +2,396 37,398
2019-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,177 $13.08 $15K 36,221
2019-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,610 32,276
2019-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,545 31,904
2019-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −2,396 31,151
2019-11-25 Sanborn Scott CEO Option exercise +6,881 465,798
2019-11-25 Sanborn Scott CEO Shares withheld for taxes −3,623 $13.59 $49K 462,175
2019-11-25 Sanborn Scott CEO Option exercise +9,328 471,503
2019-11-25 Sanborn Scott CEO Shares withheld for taxes −4,912 $13.08 $64K 466,591
2019-11-25 Sanborn Scott CEO Option exercise +13,381 479,972
2019-11-25 Sanborn Scott CEO Shares withheld for taxes −7,046 $13.08 $92K 472,926

Page 105 of 115 · 2,286 trades