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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-25 ALLOCCA STEVEN President Option exercise +13,417 134,895
2020-02-25 ALLOCCA STEVEN President Shares withheld for taxes −7,065 $11.13 $79K 127,830
2020-02-25 ALLOCCA STEVEN President Option exercise +9,328 137,158
2020-02-25 ALLOCCA STEVEN President Shares withheld for taxes −4,912 $11.87 $58K 132,246
2020-02-25 ALLOCCA STEVEN President Option exercise +7,488 139,734
2020-02-25 ALLOCCA STEVEN President Shares withheld for taxes −3,943 $11.87 $47K 135,791
2020-02-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −13,417 67,085
2020-02-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −9,328 74,628
2020-02-25 ALLOCCA STEVEN President Option exercise · Restricted Stock Unit (RSU) −7,488 89,857
2020-02-24 Momen Ronnie Chief Lending Officer Gift −2,348 30,270
2020-02-24 Kay Valerie Chief Capital Officer Sale −1,900 $12.30 $23K 56,637
2020-02-12 Sanborn Scott CEO Option exercise +17,807 662,744
2020-02-12 Sanborn Scott CEO Shares withheld for taxes −9,376 $13.37 $125K 653,368
2020-02-12 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −17,807 17,807
2020-01-17 Sanborn Scott CEO Option exercise +140,873 $0.51 $72K 650,754
2020-01-17 Sanborn Scott CEO Shares withheld for taxes −5,817 $12.72 $74K 644,937
2020-01-17 Sanborn Scott CEO Option exercise · Stock Option (right to buy) −140,873 0
2020-01-09 Kay Valerie Chief Capital Officer Sale −1,900 $12.04 $23K 58,537
2020-01-01 Sanborn Scott CEO Option exercise +22,844 522,540
2020-01-01 Sanborn Scott CEO Shares withheld for taxes −12,659 $12.62 $160K 509,881

Page 104 of 115 · 2,286 trades