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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-25 Stack Fergal SVP, Corporate Controller Option exercise +2,396 42,577
2020-02-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,166 $11.87 $14K 41,411
2020-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,611 27,665
2020-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,545 28,359
2020-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −2,396 28,755
2020-02-25 PACE BRANDON General Counsel and Secretary Option exercise +2,752 22,391
2020-02-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −1,449 $11.13 $16K 20,942
2020-02-25 PACE BRANDON General Counsel and Secretary Option exercise +3,172 24,114
2020-02-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −1,671 $11.87 $20K 22,443
2020-02-25 PACE BRANDON General Counsel and Secretary Option exercise +5,691 28,134
2020-02-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −2,997 $11.87 $36K 25,137
2020-02-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −2,752 11,010
2020-02-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −3,172 25,374
2020-02-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −5,691 68,292
2020-02-25 Koohestani Bahman Chief Technology Officer Option exercise +14,837 65,243
2020-02-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −7,812 $11.87 $93K 57,431
2020-02-25 Koohestani Bahman Chief Technology Officer Option exercise +4,493 61,924
2020-02-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −2,366 $11.87 $28K 59,558
2020-02-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −14,837 133,532
2020-02-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −4,493 53,914

Page 103 of 115 · 2,286 trades