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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,735 14,205
2020-02-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −2,459 14,755
2020-02-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −7,233 65,098
2020-02-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,493 53,914
2020-02-25 Bogan Timothy Chief Risk Officer Option exercise +1,115 58,713
2020-02-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −588 $11.13 $7K 58,125
2020-02-25 Bogan Timothy Chief Risk Officer Option exercise +4,529 62,654
2020-02-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −2,385 $11.13 $27K 60,269
2020-02-25 Bogan Timothy Chief Risk Officer Option exercise +8,396 68,665
2020-02-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −4,421 $11.87 $52K 64,244
2020-02-25 Bogan Timothy Chief Risk Officer Option exercise +5,990 70,234
2020-02-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −3,154 $11.87 $37K 67,080
2020-02-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −1,115 0
2020-02-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −4,529 9,059
2020-02-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −8,396 67,165
2020-02-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,990 71,886
2020-02-25 Stack Fergal SVP, Corporate Controller Option exercise +4,611 40,832
2020-02-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,382 $11.13 $27K 38,450
2020-02-25 Stack Fergal SVP, Corporate Controller Option exercise +3,545 41,995
2020-02-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,814 $11.87 $22K 40,181

Page 102 of 115 · 2,286 trades