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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-25 Sanborn Scott CEO Option exercise +6,880 660,248
2020-02-25 Sanborn Scott CEO Shares withheld for taxes −3,623 $11.13 $40K 656,625
2020-02-25 Sanborn Scott CEO Option exercise +9,328 665,953
2020-02-25 Sanborn Scott CEO Shares withheld for taxes −4,912 $11.87 $58K 661,041
2020-02-25 Sanborn Scott CEO Option exercise +13,381 674,422
2020-02-25 Sanborn Scott CEO Shares withheld for taxes −7,046 $11.87 $84K 667,376
2020-02-25 Sanborn Scott CEO Option exercise +9,984 677,360
2020-02-25 Sanborn Scott CEO Shares withheld for taxes −5,257 $11.87 $62K 672,103
2020-02-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −6,880 27,524
2020-02-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,328 74,628
2020-02-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,381 40,145
2020-02-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,984 119,809
2020-02-25 Kay Valerie Chief Capital Officer Option exercise +4,735 61,372
2020-02-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,642 $11.13 $29K 58,730
2020-02-25 Kay Valerie Chief Capital Officer Option exercise +2,459 61,189
2020-02-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −1,356 $11.13 $15K 59,833
2020-02-25 Kay Valerie Chief Capital Officer Option exercise +7,233 67,066
2020-02-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −3,904 $11.87 $46K 63,162
2020-02-25 Kay Valerie Chief Capital Officer Option exercise +4,493 67,655
2020-02-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,409 $11.87 $29K 65,246

Page 101 of 115 · 2,286 trades