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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-26 Bogan Timothy Chief Risk Officer Grant or award · Restricted Stock Unit (RSU) +95,970 95,970
2020-02-26 ALLOCCA STEVEN President Grant or award · Restricted Stock Unit (RSU) +184,741 184,741
2020-02-25 Momen Ronnie Chief Lending Officer Option exercise +11,393 41,663
2020-02-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −5,999 $11.87 $71K 35,664
2020-02-25 Momen Ronnie Chief Lending Officer Option exercise +5,990 41,654
2020-02-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −3,154 $11.87 $37K 38,500
2020-02-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −11,393 113,933
2020-02-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −5,990 71,886
2020-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +2,762 84,144
2020-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −1,455 $11.13 $16K 82,689
2020-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +11,194 93,883
2020-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,894 $11.87 $70K 87,989
2020-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +5,352 93,341
2020-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −2,818 $11.87 $33K 90,523
2020-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,986 99,509
2020-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,732 $11.87 $56K 94,777
2020-02-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −2,762 5,524
2020-02-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −11,194 89,553
2020-02-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −5,352 16,057
2020-02-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,986 107,828

Page 100 of 115 · 2,286 trades