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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
  1. 4 Derivatives Options or other derivatives
  2. 4 Derivatives Options or other derivatives
  3. 4 Derivatives Options or other derivatives
  4. 4 Planned sale Director sold 3,060 shares at $10.53 ($32,209)
  5. 144 Insider Sale of Securities
  6. 4 Shares withheld for taxes SVP, Corporate Controller gave up 5,338 shares (to pay taxes)
  7. 4 Shares withheld for taxes CEO gave up 14,998 shares (to pay taxes)
  8. 4 Shares withheld for taxes Chief Financial Officer gave up 22,733 shares (to pay taxes)
  9. 4 Shares withheld for taxes General Counsel & Secretary gave up 5,448 shares (to pay taxes)
  10. 4 Shares withheld for taxes Chief Risk Officer gave up 11,659 shares (to pay taxes)
  11. 4 Planned sale General Counsel & Secretary sold 14,000 shares at an average $13.99 ($195,867)
  12. 4 Planned sale Director sold 6,120 shares at $14.10 ($86,281)
  13. 144 Insider Sale of Securities
  14. 144 Insider Sale of Securities
  15. 144 Insider Sale of Securities
  16. 10-K Report Annual Report
  17. ABS-15G Other ABS-15G
  18. 4 Planned sale CEO sold 17,000 shares at $13.76 ($233,937)
  19. 4 Planned sale Director sold 703 shares at $13.21 ($9,287)
  20. 4 Open-market buy Director bought 20,000 shares at $12.88 ($257,600)

Page 10 of 914 · 18,271 filings