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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise +5,646 183,820
2023-08-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −7,204 $6.88 $50K 176,616
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,099 10,197
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,442 8,884
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,118 18,706
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,646 56,457
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise +5,098 159,514
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise +4,442 163,956
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise +3,118 167,074
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise +5,645 172,719
2023-05-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −7,204 $8.10 $58K 165,515
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,098 15,296
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,442 13,326
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,118 21,824
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,645 62,103
2023-03-12 Stack Fergal SVP, Corporate Controller Grant or award · Restricted Stock Unit (RSU) +67,748 67,748
2023-02-25 Stack Fergal SVP, Corporate Controller Option exercise +2,397 147,726
2023-02-25 Stack Fergal SVP, Corporate Controller Option exercise +5,098 152,824
2023-02-25 Stack Fergal SVP, Corporate Controller Option exercise +4,442 157,266
2023-02-25 Stack Fergal SVP, Corporate Controller Option exercise +3,117 160,383

Page 6 of 15 · 281 trades