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CIK 0000109657 · Non-accelerated filer<br>Smaller reporting company

GT Biopharma, Inc.

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Ticker
GTBP
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
941620407
Phone
(800) 304-9888
Business address
505 MONTGOMERY STREET, 10TH FLOOR, SAN FRANCISCO, CA, 94111
Former names
GT Biopharma, Inc., OXIS INTERNATIONAL INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 14 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2006-10-12 HAUSMAN MARVIN S MD President & CEO Grant or award +330,769 $0.20 $67K 330,769
2006-08-01 CENTRON MICHAEL D VP & CFO Grant or award · Incentive Stock Option (right to buy) +100,000 250,000
2006-08-01 REPINE JOHN E Director Grant or award · Non-Qualified Stock Option +5,000 67,400
2006-08-01 HAUSMAN MARVIN S MD Director Grant or award · Non-Qualified Stock Option +5,000 714,695
2006-08-01 NEILL SYDNEY COLIN Director Grant or award · Non-Qualified Stock Option (right to buy) +5,000 240,000
2006-08-01 Post Gary M Director Grant or award · Non-Qualified Stock Option (right to buy) +5,000 35,000
2006-05-12 Post Gary M Director Purchase · Common Stock Warrant (right to buy) +108,000 108,000
2005-12-28 REPINE JOHN E Director Grant or award · Non-Statutory Stock Option (right to purchase) +30,000 $0.29 $9K 62,400
2005-12-28 RODELL TIMOTHY C JR Director Grant or award · Non-Statutory Stock Option (right to purchase) +100,000 $0.29 $29K 455,237
2005-12-28 NEILL SYDNEY COLIN Director Grant or award · Non-Statutory Stock Option (right to buy) +100,000 $0.29 $29K 235,000
2005-12-28 HAUSMAN MARVIN S MD Director Grant or award · Non-Statutory Stock Option (right to purchase) +500,000 $0.29 $145K 709,695
2005-12-28 Guillen Steven T President & CEO Grant or award · Non-Statutory Stock Option (right to buy) +500,000 $0.29 $145K 1,100,000
2005-10-05 HAUSMAN MARVIN S MD Interim CFO Grant or award · Non-Statutory Stock Option (Right to Buy) +108,000 $0.37 $40K
2005-06-22 HAUSMAN MARVIN S MD Chairman & Interim CFO Grant or award · Stock Option Grant (right to buy) +5,000 $0.34 $2K 101,695
2005-06-22 NEILL SYDNEY COLIN Director Grant or award · stock option (right to buy) +5,000 $0.34 $2K 135,000
2005-06-22 RODELL TIMOTHY C JR Director Grant or award · stock option (right to buy) +5,000 $0.34 $2K 355,237
2005-02-28 Guillen Steven T President & CEO Grant or award +600,000 $0.40 $240K 600,000
2005-02-28 Guillen Steven T President & CEO Grant or award · Stock Option-Right to buy (ISO) +500,000 $0.40 $200K 1,100,000
2005-02-28 Guillen Steven T President & CEO Grant or award · Stock Option-Right to buy (NQSO) +100,000 $0.40 $40K 1,200,000
2004-12-24 ODonnell Manus H Acting Chief Operating Officer Grant or award · Stock Option-Right to Buy +100,000 $0.59 $59K 100,000

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