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CIK 0000109657 · Non-accelerated filer<br>Smaller reporting company

GT Biopharma, Inc.

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Ticker
GTBP
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
941620407
Phone
(800) 304-9888
Business address
505 MONTGOMERY STREET, 10TH FLOOR, SAN FRANCISCO, CA, 94111
Former names
GT Biopharma, Inc., OXIS INTERNATIONAL INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 14 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2010-01-19 Post Gary M Director Grant or award +1,500,000 $0.23 $345K 1,500,000
2007-11-09 REPINE JOHN E Director Grant or award · Non-Qualified Stock Option (right to buy) +5,000 482,187
2007-11-09 Post Gary M Chief Operating Officer Grant or award · Non-Qualified Stock Option (right to buy) +5,000 529,583
2007-11-09 SPOLAR MATTHEW R Director Grant or award · Non-Qualified Stock Option (right to buy) +5,000 35,000
2007-11-09 NEILL SYDNEY COLIN Director Grant or award · Non-Qualified Stock Option (right to buy) +5,000 432,500
2007-01-11 SPOLAR MATTHEW R Director Grant or award · Stock Option +30,000 30,000
2006-11-06 NEILL SYDNEY COLIN Secretary Grant or award · Common Stock Warrant (right to buy) +187,500 427,500
2006-11-06 REPINE JOHN E Director Grant or award +50,000 $0.18 $9K 50,000
2006-11-06 REPINE JOHN E Director Grant or award · Non-Qualified Stock Option (right to buy) +200,000 277,187
2006-11-06 REPINE JOHN E Director Grant or award · Non-Qualified Stock Option (right to buy) +200,000 477,187
2006-11-06 Post Gary M Director Grant or award · Common Stock Warrant (right to buy) +173,608 281,608
2006-11-06 Post Gary M Director Grant or award · Common Stock Warrant (right to buy) +550,000 831,608
2006-11-06 Post Gary M Director Grant or award · Non-Qualified Stock Option (right to buy) +333,333 524,583
2006-11-06 HAUSMAN MARVIN S MD President & CEO Grant or award +347,222 $0.18 $62K 1,834,636
2006-11-06 HAUSMAN MARVIN S MD President & CEO Grant or award +500,000 $0.20 $100K 2,334,636
2006-11-06 HAUSMAN MARVIN S MD President & CEO Grant or award +69,444 $0.18 $12K 2,404,080
2006-11-06 HAUSMAN MARVIN S MD President & CEO Grant or award · Non-Qualified Stock Option (right to buy) +495,000 1,209,695
2006-11-06 HAUSMAN MARVIN S MD President & CEO Grant or award · Common Stock Warrant (right to buy) +1,505,000 2,714,695
2006-10-12 Post Gary M Director Grant or award · Non-Qualified Stock Option (right to buy) +156,250 191,250
2006-10-12 REPINE JOHN E Director Grant or award · Non-Qualified Stock Option (right to buy) +9,787 77,187

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