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CIK 0000109657 · Non-accelerated filer<br>Smaller reporting company

GT Biopharma, Inc.

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Ticker
GTBP
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
941620407
Phone
(800) 304-9888
Business address
505 MONTGOMERY STREET, 10TH FLOOR, SAN FRANCISCO, CA, 94111
Former names
GT Biopharma, Inc., OXIS INTERNATIONAL INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 14 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2010-12-27 DUBE ANSHUMAN Director Sale −360,100 $0.13 $47K 0
2010-12-27 Theorem Group, LLC 10% owner Sale −360,100 $0.13 $47K 0
2010-12-23 DUBE ANSHUMAN Director Conversion +700,000 $0.05 $35K 700,000
2010-12-23 DUBE ANSHUMAN Director Sale −339,900 $0.13 $44K 360,100
2010-12-23 DUBE ANSHUMAN Director Conversion · 0% Convertible Debenture −700,000 $0.05 $35K 1,100,000
2010-12-23 Theorem Group, LLC 10% owner Conversion +700,000 $0.05 $35K 700,000
2010-12-23 Theorem Group, LLC 10% owner Sale −339,900 $0.13 $44K 360,100
2010-12-23 Theorem Group, LLC 10% owner Conversion · 0% Convertible Debenture −700,000 $0.05 $35K 1,100,000
2010-08-31 Post Gary M Former Director and Secretary Sale −69,600 $0.11 $8K 900,000
2010-08-30 Post Gary M Former Director and Secretary Sale −30,940 $0.11 $3K 969,600
2010-08-26 Post Gary M Former Director and Secretary Sale −76,060 $0.12 $9K 1,000,540
2010-07-08 Post Gary M Secretary Sale −50,000 $0.11 $5K 1,076,600
2010-07-07 Post Gary M Secretary Sale −100,000 $0.11 $11K 1,400,000
2010-07-07 Post Gary M Secretary Sale −25,000 $0.11 $3K 1,375,000
2010-07-07 Post Gary M Secretary Sale −33,400 $0.11 $4K 1,341,600
2010-07-07 Post Gary M Secretary Sale −55,000 $0.11 $6K 1,286,600
2010-07-07 Post Gary M Secretary Sale −35,000 $0.10 $4K 1,251,600
2010-07-07 Post Gary M Secretary Sale −125,000 $0.10 $13K 1,126,600
2010-03-29 Post Gary M Director Grant or award · Non-qualified Stock Option (right to buy) +1,110,227 1,539,810
2010-01-26 Post Gary M Director Option exercise · Non-qualified Stock Option (right to buy) −100,000 429,583

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