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CIK 0000109657 · Non-accelerated filer<br>Smaller reporting company

GT Biopharma, Inc.

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Ticker
GTBP
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
941620407
Phone
(800) 304-9888
Business address
505 MONTGOMERY STREET, 10TH FLOOR, SAN FRANCISCO, CA, 94111
Former names
GT Biopharma, Inc., OXIS INTERNATIONAL INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 14 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-12-14 Weldon Steven W Former Officer and Director Sale −46,300 $0.29 $13K 4,253,700
2020-12-11 Weldon Steven W Former Officer and Director Sale −50,000 $0.25 $13K 4,450,000
2020-12-11 Weldon Steven W Former Officer and Director Sale −50,000 $0.26 $13K 4,400,000
2020-11-16 Wendel Bruce Director Purchase +3,268 $3.14 $10K 3,268
2020-06-02 Cataldo Tony CEO Sale −4,234,320 $0.00 $4K 6,500,000
2020-05-13 Weldon Steven W CFO Sale −2,269,708 $0.00 $2K 4,500,000
2019-08-14 Cataldo Tony CEO Grant or award +7,000,000 10,734,320
2019-08-14 Weldon Steven W CFO Grant or award +4,500,000 6,769,707
2019-02-06 Cataldo Tony Director Sale −800,000 $0.00 $800 4,029,600
2019-02-01 Urbanski Raymond W. CEO Sale −176,980 $0.00 $177 1,351,918
2017-11-02 Cataldo Tony Executive Chairman Gift −200,000 4,943,029
2017-11-02 Cataldo Tony Executive Chairman Gift −100,000 4,843,029
2017-11-02 Cataldo Tony Executive Chairman Gift −3,000,000 1,843,029
2017-09-01 Cataldo Tony Executive Chairman Grant or award +5,129,660 5,143,029
2017-09-01 Weldon Steven W CFO Grant or award +2,566,835 2,568,840
2016-04-05 BRISTOL INVESTMENT FUND LTD 10% owner Other acquisition +250,000 463,806
2016-04-04 BRISTOL INVESTMENT FUND LTD 10% owner Sale −675,000 $303,750.00 $205.0B 1,525,472
2012-03-01 Saloff David CEO, Chairman of the Board Grant or award · Common Stock Option +26,334,193 $0.04 $1.1M 27,650,684
2011-08-31 Saloff David Chief Executive Officer Grant or award · Common Stock Option +538,713 $0.05 $29K 1,316,491
2011-05-20 DUBE ANSHUMAN Director Purchase · 12% Convertible Debenture due 2012 +0 $25,000.00 $0 250,000

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