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CIK 0000109657 · Non-accelerated filer<br>Smaller reporting company

GT Biopharma, Inc.

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Ticker
GTBP
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
941620407
Phone
(800) 304-9888
Business address
505 MONTGOMERY STREET, 10TH FLOOR, SAN FRANCISCO, CA, 94111
Former names
GT Biopharma, Inc., OXIS INTERNATIONAL INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 14 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-07-15 Breen Michael Martin Exec. Chair. and Interim CEO Grant or award +278,058 606,218
2022-07-15 Breen Michael Martin Exec. Chair. and Interim CEO Grant or award · Option to purchase Common Stock +50,000 50,000
2022-07-15 SHROTRIYA RAJESH C MD Director Grant or award · Option to purchase Common Stock +50,000 50,000
2022-07-15 SHROTRIYA RAJESH C MD Director Grant or award · Option to purchase Common Stock +50,000 50,000
2022-07-15 SHROTRIYA RAJESH C MD Director Grant or award · Option to purchase Common Stock +361,476 361,476
2022-07-15 URBAN ALAN LOUIS Director Grant or award · Option to purchase Common Stock +50,000 50,000
2022-07-15 Berk Gregory Pres. of R&D, CMO Grant or award · Option to purchase Common Stock +50,000 50,000
2022-07-15 Ohri Manu CFO & Secretary Grant or award +100,000 100,000
2022-07-15 Ohri Manu CFO & Secretary Other disposition −100,000 0
2022-07-15 Ohri Manu CFO & Secretary Other acquisition +100,000 100,000
2022-07-15 Ohri Manu CFO & Secretary Grant or award · Option to purchase Common Stock +200,000 200,000
2022-07-15 Wendel Bruce Director Grant or award · Option to purchase Common Stock +50,000 50,000
2022-07-15 Wendel Bruce Director Grant or award · Option to purchase Common Stock +50,000 50,000
2021-12-31 Choy Gavin Acting Chief Financial Officer Grant or award · Option to purchase Common Stock +227,500 227,500
2021-02-25 Breen Michael Martin Director Conversion +40,243 $3.40 $137K 318,301
2021-02-25 Breen Michael Martin Director Conversion +9,859 $3.40 $34K 328,160
2021-02-25 Breen Michael Martin Director Conversion · 10% Senior Convertible Debenture −100,000 0
2021-02-25 Breen Michael Martin Director Conversion · 10% Senior Convertible Debenture −30,000 0
2021-02-16 Berk Gregory Director Grant or award +278,058 278,058
2021-02-16 Berk Gregory Director Grant or award · Option to purchase Common Stock +50,000 50,000

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