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CIK 0001604191 · Non-accelerated filer<br>Smaller reporting company

GridAI Technologies Corp.

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Ticker
GRDX
Exchange
Nasdaq
Industry
Electric & Other Services Combined
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
464993860
Phone
561-589-7020
Business address
433 PLAZA REAL, SUITE 275, BOCA RATON, FL
Former names
Entero Therapeutics, Inc., First Wave BioPharma, Inc., AzurRx BioPharma, Inc., BioPharma d'Azur, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 52 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-07-16 Pennington James CHIEF MEDICAL OFFICER Grant or award · Stock option (right to buy) +300,000 300,000
2020-07-16 BORKOWSKI EDWARD Director Grant or award · Series B Convertible Preferred Stock +46.12 46.12
2020-07-16 BORKOWSKI EDWARD Director Grant or award · Series B Warrants +230,602 230,602
2020-07-16 BORKOWSKI EDWARD Director Grant or award · Exchange Warrants +25,774 25,774
2020-07-16 BORKOWSKI EDWARD Director Returned to the company · 9.0% Senior Convertible Promissory Note −100,000 0
2020-07-16 Schneiderman Daniel H CHIEF FINANCIAL OFFICER Other disposition · Stock option (right to buy) −35,006 300,000
2020-07-16 Schneiderman Daniel H CHIEF FINANCIAL OFFICER Grant or award · Stock option (right to buy) +35,006 35,006
2020-07-16 Schneiderman Daniel H CHIEF FINANCIAL OFFICER Grant or award · Stock option (right to buy) +250,000 250,000
2020-07-16 SAPIRSTEIN JAMES PRESIDENT AND CEO Grant or award · Stock options (right to buy) +1,200,000 1,200,000
2020-07-16 SAPIRSTEIN JAMES PRESIDENT AND CEO Grant or award · Series B Convertible Preferred Stock +12.99 12.99
2020-07-16 SAPIRSTEIN JAMES PRESIDENT AND CEO Grant or award · Series B Warrants +64,935 64,935
2020-06-01 BORKOWSKI EDWARD Director Returned to the company · 9.0% Senior Convertible Promissory Note −0 $100,000.00 $0 0
2020-06-01 BORKOWSKI EDWARD Director Grant or award · 9.0% Senior Convertible Promissory Note +0 $100,000.00 $0
2020-04-13 Oakes Gregory Director Grant or award · Options +60,000 60,000
2020-04-06 CASAMENTO CHARLES J Director Grant or award · Options +80,000 80,000
2020-04-06 Schramm Vern Lee Director Grant or award · Options +80,000 80,000
2020-04-06 Riddell Alastair Director Grant or award · Options +80,000 80,000
2020-04-06 Spoor Johan M. Director Grant or award · Options +80,000 80,000
2020-04-06 BORKOWSKI EDWARD Director Grant or award · Options +80,000 80,000
2020-03-19 CASAMENTO CHARLES J Director Gift −9,000 107,998

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