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CIK 0001831096 · Non-accelerated filer<br>Smaller reporting company

Great Elm Group, Inc.

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Tickers
GEG GEGGL
Exchange
Nasdaq
Industry
Services-Prepackaged Software
FY end
Jun 30
Incorporated
DE
Entity type
operating
EIN
853622015
Phone
(617) 375-3006
Business address
3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FL, 33410

Securities

  • GEG Common Stock Nasdaq
  • GEGGL 7.25% Notes due 2027 Nasdaq
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-09-21 Reese Jason W. See remarks Grant or award +137,501 1,141,828
2026-09-21 Milz Nichole Chief Operating Officer Grant or award +48,698 243,582
2026-09-21 Milz Nichole Chief Operating Officer Shares withheld for taxes −23,701 $2.15 $51K 219,881
2026-09-21 Milz Nichole Chief Operating Officer Grant or award · Stock Options (right to buy) +50,000 50,000
2026-09-21 Davis Keri Chief Financial Officer Grant or award +20,052 63,488
2026-09-21 Davis Keri Chief Financial Officer Shares withheld for taxes −7,642 $2.15 $16K 55,846
2026-09-21 Davis Keri Chief Financial Officer Grant or award · Stock Options (right to buy) +20,000 20,000
2026-09-21 Kleinman Adam M President Grant or award +40,104 625,498
2026-09-21 Kleinman Adam M President Shares withheld for taxes −17,367 $2.15 $37K 608,131
2026-09-21 Kleinman Adam M President Grant or award · Stock Options (right to buy) +40,000 40,000
2026-07-10 Northern Right Capital Management, L.P. 10% owner Other disposition −7,887 $2.18 $17K 4,243,168
2026-07-10 Northern Right Capital Management, L.P. 10% owner Other acquisition +7,887 $2.18 $17K 4,243,168
2026-07-10 Northern Right Capital Management, L.P. 10% owner Other disposition · 5.0% Convertible Senior PIK Note due 2030 −0 $100.00 $0
2026-07-10 Northern Right Capital Management, L.P. 10% owner Other acquisition · 5.0% Convertible Senior PIK Note due 2030 +0 $100.00 $0
2026-05-28 Reese Jason W. See remarks Gift −99,637 1,004,327
2026-03-03 Reese Jason W. See remarks Grant or award +27,022 1,103,964
2026-01-08 Nathan Lloyd Director Grant or award +26,531 49,348
2026-01-08 Matter David Director Grant or award +26,531 508,765
2026-01-08 Matter David Director Grant or award +30,612 539,377
2026-01-08 Drapkin Matthew A Director Grant or award +26,531 755,280

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