CIK 0001675033 · Non-accelerated filer
Great Elm Capital Corp.
Sign in to watch- Tickers
- GECC GECCG GECCH GECCI
- Exchange
- Nasdaq
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 812621577
- Phone
- 617-375-3006
- Business address
- 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FL, 33410
Securities
- GECC Closed End Fund Nasdaq
- GECCG 7.75% Notes Due 2030 Nasdaq
- GECCH 8.125% Notes Due 2029 Nasdaq
- GECCI 8.50% NOTES DUE 2029 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-11-20 | STUART JOHN EDWARD Director | Grant or award | +53 | 2,301 | ||
| 2020-11-20 | STUART JOHN EDWARD Director | Grant or award | +24 | 997 | ||
| 2020-11-20 | Speller Michael C Director | Grant or award | +825 | 35,301 | ||
| 2020-11-20 | Kuperschmid Mark Director | Grant or award | +811 | 34,681 | ||
| 2020-11-20 | Horsey Randall Revell Director | Grant or award | +729.51 | 24,183.55 | ||
| 2020-11-20 | Great Elm Capital Group, Inc. 10% owner | Other acquisition | +160,492 | 5,328,350 | ||
| 2020-11-20 | Great Elm Capital Group, Inc. 10% owner | Other acquisition | +12,652 | 420,061 | ||
| 2020-11-20 | Reed Peter A President and CEO | Grant or award | +7,619 | 253,062 | ||
| 2020-11-20 | Kleinman Adam M Chief Compliance Officer | Grant or award | +2,290.89 | 76,055.64 | ||
| 2020-11-20 | Davis Keri CFO and Treasurer | Grant or award | +66.22 | 2,198.61 | ||
| 2020-10-21 | Great Elm Capital Group, Inc. 10% owner | Other acquisition | +59,089 | 5,167,858 | ||
| 2020-10-21 | Great Elm Capital Group, Inc. 10% owner | Other acquisition | +6,858 | 407,409 | ||
| 2020-10-21 | STUART JOHN EDWARD Director | Grant or award | +245 | 16,116 | ||
| 2020-10-21 | STUART JOHN EDWARD Director | Grant or award | +111 | 4,752 | ||
| 2020-10-21 | STUART JOHN EDWARD Director | Grant or award | +46 | 2,248 | ||
| 2020-10-21 | STUART JOHN EDWARD Director | Grant or award | +20 | 973 | ||
| 2020-10-21 | Speller Michael C Director | Grant or award | +363 | 34,476 | ||
| 2020-10-21 | Kuperschmid Mark Director | Grant or award | +453 | 33,870 | ||
| 2020-10-21 | Horsey Randall Revell Director | Grant or award | +362.11 | 23,454.04 | ||
| 2020-10-21 | Reed Peter A President and CEO | Grant or award | +2,592 | 245,443 |
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