CIK 0001675033 · Non-accelerated filer
Great Elm Capital Corp.
Sign in to watch- Tickers
- GECC GECCG GECCH GECCI
- Exchange
- Nasdaq
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 812621577
- Phone
- 617-375-3006
- Business address
- 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FL, 33410
Securities
- GECC Closed End Fund Nasdaq
- GECCG 7.75% Notes Due 2030 Nasdaq
- GECCH 8.125% Notes Due 2029 Nasdaq
- GECCI 8.50% NOTES DUE 2029 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-01-21 | Great Elm Group, Inc. 10% owner | Other acquisition | +9,913 | 439,063 | ||
| 2021-01-21 | Reed Peter A President and CEO | Grant or award | +5,969 | 264,504 | ||
| 2021-01-21 | Kleinman Adam M Chief Compliance Officer | Grant or award | +1,794.99 | 79,496.43 | ||
| 2021-01-21 | Davis Keri CFO and Treasurer | Grant or award | +51.89 | 2,298.07 | ||
| 2020-12-29 | Forest Investments, Inc. 10% owner | Other disposition | −5,425,644 | 0 | ||
| 2020-12-29 | Forest Investments, Inc. 10% owner | Other disposition | −429,150 | 0 | ||
| 2020-12-21 | STUART JOHN EDWARD Director | Grant or award | +324 | 16,872 | ||
| 2020-12-21 | STUART JOHN EDWARD Director | Grant or award | +96 | 4,976 | ||
| 2020-12-21 | STUART JOHN EDWARD Director | Grant or award | +42 | 2,343 | ||
| 2020-12-21 | STUART JOHN EDWARD Director | Grant or award | +19 | 1,016 | ||
| 2020-12-21 | Speller Michael C Director | Grant or award | +644 | 35,945 | ||
| 2020-12-21 | Kuperschmid Mark Director | Grant or award | +633 | 35,314 | ||
| 2020-12-21 | Horsey Randall Revell Director | Grant or award | +524.09 | 24,707.63 | ||
| 2020-12-21 | Great Elm Capital Group, Inc. 10% owner | Other acquisition | +97,294 | 5,425,644 | ||
| 2020-12-21 | Great Elm Capital Group, Inc. 10% owner | Other acquisition | +9,089 | 429,150 | ||
| 2020-12-21 | Reed Peter A President and CEO | Grant or award | +5,473 | 258,535 | ||
| 2020-12-21 | Kleinman Adam M Chief Compliance Officer | Grant or award | +1,645.8 | 77,701.44 | ||
| 2020-12-21 | Davis Keri CFO and Treasurer | Grant or award | +47.57 | 2,246.18 | ||
| 2020-11-20 | STUART JOHN EDWARD Director | Grant or award | +432 | 16,548 | ||
| 2020-11-20 | STUART JOHN EDWARD Director | Grant or award | +128 | 4,880 |
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