CIK 0001675033 · Non-accelerated filer
Great Elm Capital Corp.
Sign in to watch- Tickers
- GECC GECCG GECCH GECCI
- Exchange
- Nasdaq
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 812621577
- Phone
- 617-375-3006
- Business address
- 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FL, 33410
Securities
- GECC Closed End Fund Nasdaq
- GECCG 7.75% Notes Due 2030 Nasdaq
- GECCH 8.125% Notes Due 2029 Nasdaq
- GECCI 8.50% NOTES DUE 2029 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-05-25 | Drapkin Matthew A Director | Purchase | +4,793 | $12.41 | $59K | 136,399 |
| 2022-05-11 | Great Elm Group, Inc. 10% owner | Other disposition | −100,000 | $12.50 | $1.3M | 814,111 |
| 2022-03-09 | Drapkin Matthew A Director | Purchase | +1,000 | $14.70 | $15K | 1,617 |
| 2022-03-09 | Drapkin Matthew A Director | Purchase | +617 | $14.70 | $9K | 617 |
| 2022-03-09 | Drapkin Matthew A Director | Purchase | +1,000 | $14.70 | $15K | 48,195 |
| 2022-03-08 | Kaplan Matthew D CEO and President | Purchase | +1,000 | $14.00 | $14K | 1,000 |
| 2021-09-24 | Kleinman Adam M Chief Compliance Officer | Other acquisition | +79,411 | 158,907.43 | ||
| 2021-09-24 | Reed Peter A President and CEO | Other acquisition | +87,132 | 351,636 | ||
| 2021-09-24 | Great Elm Group, Inc. 10% owner | Other disposition | −220,217 | 5,319,507 | ||
| 2021-09-24 | Davis Keri CFO and Treasurer | Other acquisition | +5,147 | 18,699.07 | ||
| 2021-02-05 | Great Elm Group, Inc. 10% owner | Other disposition | −11,254 | 5,539,724 | ||
| 2021-02-05 | Davis Keri CFO and Treasurer | Grant or award | +11,254 | 13,552.07 | ||
| 2021-01-21 | STUART JOHN EDWARD Director | Grant or award | +330 | 17,202 | ||
| 2021-01-21 | STUART JOHN EDWARD Director | Grant or award | +97 | 5,073 | ||
| 2021-01-21 | STUART JOHN EDWARD Director | Grant or award | +40 | 2,383 | ||
| 2021-01-21 | STUART JOHN EDWARD Director | Grant or award | +18 | 1,034 | ||
| 2021-01-21 | Speller Michael C Director | Grant or award | +614 | 36,559 | ||
| 2021-01-21 | Kuperschmid Mark Director | Grant or award | +603 | 35,917 | ||
| 2021-01-21 | Horsey Randall Revell Director | Grant or award | +571.59 | 25,279.23 | ||
| 2021-01-21 | Great Elm Group, Inc. 10% owner | Other acquisition | +125,334 | 5,550,978 |
Page 7 of 11 · 201 trades