CIK 0001675033 · Non-accelerated filer
Great Elm Capital Corp.
Sign in to watch- Tickers
- GECC GECCG GECCH GECCI
- Exchange
- Nasdaq
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 812621577
- Phone
- 617-375-3006
- Business address
- 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FL, 33410
Securities
- GECC Closed End Fund Nasdaq
- GECCG 7.75% Notes Due 2030 Nasdaq
- GECCH 8.125% Notes Due 2029 Nasdaq
- GECCI 8.50% NOTES DUE 2029 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-06-15 | Drapkin Matthew A Director | Other acquisition | +40,000 | $12.50 | $500K | 40,309 |
| 2022-06-15 | Drapkin Matthew A Director | Option exercise · Subscription Rights | −131,606 | 0 | ||
| 2022-06-15 | Drapkin Matthew A Director | Option exercise · Subscription Rights | −47,335 | 0 | ||
| 2022-06-15 | Drapkin Matthew A Director | Option exercise · Subscription Rights | −48,194 | 0 | ||
| 2022-06-15 | Drapkin Matthew A Director | Option exercise · Subscription Rights | −1,308 | 0 | ||
| 2022-06-15 | Drapkin Matthew A Director | Option exercise · Subscription Rights | −309 | 0 | ||
| 2022-06-15 | Kaplan Matthew D CEO and President | Option exercise | +1,000 | $12.50 | $13K | 2,000 |
| 2022-06-15 | Kaplan Matthew D CEO and President | Option exercise · Subscription Rights | −1,000 | 0 | ||
| 2022-06-15 | Great Elm Group, Inc. 10% owner | Option exercise | +814,111 | $12.50 | $10.2M | 1,628,222 |
| 2022-06-15 | Great Elm Group, Inc. 10% owner | Other acquisition | +185,889 | $12.50 | $2.3M | 1,814,111 |
| 2022-06-15 | Great Elm Group, Inc. 10% owner | Option exercise | +100 | $12.50 | $1K | 200 |
| 2022-06-15 | Great Elm Group, Inc. 10% owner | Other acquisition | +399,990 | $12.50 | $5.0M | 400,100 |
| 2022-06-15 | Great Elm Group, Inc. 10% owner | Option exercise · Subscription Rights | −1,000,000 | 0 | ||
| 2022-06-15 | Great Elm Group, Inc. 10% owner | Option exercise · Subscription Rights | −400,000 | 0 | ||
| 2022-06-15 | Kuperschmid Mark Director | Option exercise | +5,986 | $12.50 | $75K | 11,972 |
| 2022-06-15 | Kuperschmid Mark Director | Option exercise · Subscription Rights | −5,986 | 0 | ||
| 2022-06-15 | Kleinman Adam M CCO and Secretary | Option exercise | +4,000 | $12.50 | $50K | 20,558 |
| 2022-06-15 | Kleinman Adam M CCO and Secretary | Option exercise · Subscription Rights | −4,000 | 0 | ||
| 2022-05-25 | Drapkin Matthew A Director | Purchase | +946 | $12.41 | $12K | 49,140 |
| 2022-05-25 | Drapkin Matthew A Director | Purchase | +1,597 | $12.41 | $20K | 48,932 |
Page 6 of 11 · 201 trades