CIK 0001675033 · Non-accelerated filer
Great Elm Capital Corp.
Sign in to watch- Tickers
- GECC GECCG GECCH GECCI
- Exchange
- Nasdaq
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 812621577
- Phone
- 617-375-3006
- Business address
- 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FL, 33410
Securities
- GECC Closed End Fund Nasdaq
- GECCG 7.75% Notes Due 2030 Nasdaq
- GECCH 8.125% Notes Due 2029 Nasdaq
- GECCI 8.50% NOTES DUE 2029 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-05-12 | Kuperschmid Mark Director | Purchase | +2,000 | $8.01 | $16K | 13,972 |
| 2023-05-12 | Kuperschmid Mark Director | Purchase | +300 | $8.01 | $2K | 300 |
| 2023-05-12 | Kuperschmid Mark Director | Purchase | +2,700 | $8.02 | $22K | 3,000 |
| 2023-03-10 | Kaplan Matthew D CEO and President | Purchase | +1,100 | $9.29 | $10K | 12,000 |
| 2023-03-09 | Kaplan Matthew D CEO and President | Purchase | +1,679 | $9.41 | $16K | 10,900 |
| 2023-03-08 | Kaplan Matthew D CEO and President | Purchase | +2,201 | $9.46 | $21K | 9,221 |
| 2023-03-07 | Kaplan Matthew D CEO and President | Purchase | +5,020 | $9.13 | $46K | 7,020 |
| 2023-01-03 | Great Elm Group, Inc. 10% owner | Other disposition | −73,176 | 0 | ||
| 2022-12-30 | Great Elm Group, Inc. 10% owner | Other disposition | −372,495 | 0 | ||
| 2022-12-22 | Great Elm Group, Inc. 10% owner | Other disposition | −1,866 | $8.31 | $16K | 1,569,787 |
| 2022-12-07 | Great Elm Group, Inc. 10% owner | Other disposition | −200,000 | $10.00 | $2.0M | 1,571,653 |
| 2022-09-26 | Great Elm Group, Inc. 10% owner | Other disposition | −10,116 | $8.66 | $88K | 1,771,653 |
| 2022-09-24 | Davis Keri CFO | Other acquisition | +23 | 9,034 | ||
| 2022-09-20 | Davis Keri CFO | Other acquisition | +5,894 | 9,011 | ||
| 2022-09-20 | Great Elm Group, Inc. 10% owner | Other disposition | −9,947 | $10.18 | $101K | 1,781,769 |
| 2022-08-30 | Great Elm Group, Inc. 10% owner | Other disposition | −50,000 | $12.19 | $610K | 1,791,716 |
| 2022-06-15 | Drapkin Matthew A Director | Option exercise | +84,000 | $12.50 | $1.1M | 220,399 |
| 2022-06-15 | Drapkin Matthew A Director | Option exercise | +160,000 | $12.50 | $2.0M | 208,932 |
| 2022-06-15 | Drapkin Matthew A Director | Option exercise | +320,000 | $12.50 | $4.0M | 369,140 |
| 2022-06-15 | Drapkin Matthew A Director | Option exercise | +20,000 | $12.50 | $250K | 21,308 |
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