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CIK 0001675033 · Non-accelerated filer

Great Elm Capital Corp.

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Tickers
GECC GECCG GECCH GECCI
Exchange
Nasdaq
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
812621577
Phone
617-375-3006
Business address
3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FL, 33410

Securities

  • GECC Closed End Fund Nasdaq
  • GECCG 7.75% Notes Due 2030 Nasdaq
  • GECCH 8.125% Notes Due 2029 Nasdaq
  • GECCI 8.50% NOTES DUE 2029 Nasdaq
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-09-20 Kleinman Adam M CCO and Secretary Other acquisition +6,194 38,251
2024-09-20 Davis Keri CFO Other acquisition +647 19,179
2024-09-20 Great Elm Group, Inc. 10% owner Other disposition −25,573 $10.09 $258K 1,431,545
2024-09-20 Great Elm Group, Inc. 10% owner Other disposition −31,879 $10.09 $322K 1,486,283
2024-09-20 Great Elm Group, Inc. 10% owner Other disposition −30,584 $10.09 $309K 1,455,699
2024-09-20 Kleinman Adam M CCO and Secretary Other acquisition +6,194 28,326
2024-09-20 Kaplan Matthew D CEO and President Other acquisition +42,121 92,789
2024-09-20 Davis Keri CFO Other acquisition +3,717 18,532
2024-09-16 Drapkin Matthew A Director Purchase +9,600 $9.92 $95K 75,716
2024-08-21 Drapkin Matthew A Director Purchase +1,310 $10.12 $13K 66,116
2024-08-20 Drapkin Matthew A Director Purchase +3,189 $10.01 $32K 64,806
2024-03-04 Great Elm Group, Inc. 10% owner Other disposition −1,239 $10.82 $13K 1,516,932
2024-02-15 Great Elm Group, Inc. 10% owner Other disposition −2,389 $10.69 $26K 1,518,171
2023-11-21 Great Elm Group, Inc. 10% owner Purchase +27,000 $10.05 $271K 1,520,560
2023-10-10 Kaplan Matthew D CEO and President Other acquisition +38,668 50,668
2023-09-20 Great Elm Group, Inc. 10% owner Other disposition −26,360 $9.31 $245K 1,506,159
2023-09-20 Davis Keri CFO Other acquisition +5,585 14,619
2023-09-20 Davis Keri CFO Other acquisition +196 14,815
2023-08-15 COHEN RICHARD M Director Purchase +2,612 $9.47 $25K 2,612
2023-05-19 Great Elm Group, Inc. 10% owner Other disposition −37,268 1,532,519

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