CIK 0001675033 · Non-accelerated filer
Great Elm Capital Corp.
Sign in to watch- Tickers
- GECC GECCG GECCH GECCI
- Exchange
- Nasdaq
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 812621577
- Phone
- 617-375-3006
- Business address
- 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FL, 33410
Securities
- GECC Closed End Fund Nasdaq
- GECCG 7.75% Notes Due 2030 Nasdaq
- GECCH 8.125% Notes Due 2029 Nasdaq
- GECCI 8.50% NOTES DUE 2029 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-10-21 | Kleinman Adam M Chief Compliance Officer | Grant or award | +1,010.64 | 73,764.75 | ||
| 2020-10-21 | Davis Keri CFO and Treasurer | Grant or award | +18.29 | 2,132.38 | ||
| 2020-10-01 | Great Elm Capital Group, Inc. 10% owner | Other acquisition | +863,337 | $2.95 | $2.5M | 5,108,769 |
| 2020-09-28 | Great Elm Capital Group, Inc. 10% owner | Option exercise | +2,103,194 | $2.95 | $6.2M | 4,245,432 |
| 2020-09-28 | Great Elm Capital Group, Inc. 10% owner | Option exercise | +151,894 | $2.95 | $448K | 400,551 |
| 2020-09-28 | Great Elm Capital Group, Inc. 10% owner | Option exercise · Subscription Rights | −2,103,194 | 0 | ||
| 2020-09-28 | Great Elm Capital Group, Inc. 10% owner | Option exercise · Subscription Rights | −151,894 | 0 | ||
| 2020-09-28 | STUART JOHN EDWARD Director | Option exercise | +5,773 | $2.95 | $17K | 15,871 |
| 2020-09-28 | STUART JOHN EDWARD Director | Option exercise · Subscription Rights | −5,773 | 0 | ||
| 2020-09-28 | Speller Michael C Director | Option exercise | +16,937 | $2.95 | $50K | 34,113 |
| 2020-09-28 | Speller Michael C Director | Option exercise · Subscription Rights | −16,937 | 0 | ||
| 2020-09-21 | Great Elm Capital Group, Inc. 10% owner | Grant or award | +39,044 | 2,142,238 | ||
| 2020-09-21 | Great Elm Capital Group, Inc. 10% owner | Grant or award | +4,532 | 248,657 | ||
| 2020-08-21 | Great Elm Capital Group, Inc. 10% owner | Grant or award | +31,546 | 2,103,194 | ||
| 2020-08-21 | Great Elm Capital Group, Inc. 10% owner | Grant or award | +4,337 | 244,125 | ||
| 2020-07-15 | Great Elm Capital Group, Inc. 10% owner | Grant or award | +28,214 | 2,071,648 | ||
| 2020-07-15 | Great Elm Capital Group, Inc. 10% owner | Grant or award | +4,641 | 239,788 | ||
| 2020-06-15 | Great Elm Capital Group, Inc. 10% owner | Grant or award | +26,939 | 2,043,434 | ||
| 2020-06-15 | Great Elm Capital Group, Inc. 10% owner | Grant or award | +4,447 | 235,147 | ||
| 2020-05-15 | Great Elm Capital Group, Inc. 10% owner | Grant or award | +49,828 | 2,016,495 |
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